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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-08-20
  • AZ RA
    APPROVED
    Since 2019-08-20

Branch Locations

3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sparrowone, Llc Scottsdale AZ 05/2015 05/2017
Sparrowone, Llc Scottsdale AZ 05/2017 01/2018
Massmutual Insurance Company Scottsdale AZ 04/2019 06/2019
Mutual Of Omaha Investor Services Phoenix AZ 08/2019 Present
Mutual Of Omaha Insurance Company Phoenix AZ 07/2019 Present
Unemployed Scottsdale AZ 02/2018 03/2019
  • 05/2015 → 05/2017
    Sparrowone, Llc
    Scottsdale, AZ
  • 05/2017 → 01/2018
    Sparrowone, Llc
    Scottsdale, AZ
  • 04/2019 → 06/2019
    Massmutual Insurance Company
    Scottsdale, AZ
  • 08/2019 → Present
    Mutual Of Omaha Investor Services
    Phoenix, AZ
  • 07/2019 → Present
    Mutual Of Omaha Insurance Company
    Phoenix, AZ
  • 02/2018 → 03/2019
    Unemployed
    Scottsdale, AZ
Other Businesses

Insurance Agent - Start Date: 07/2019 - Non-investment Related - Insurance lines of business: 25 - Hours/per week during trading hours: 25 I Current Hold a Accident and Health / Sickness / Life insurance License

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-01-18
S65 Uniform Investment Adviser Law Examination 2019-08-19
  • S63 Uniform Securities Agent State Law Examination
    2020-01-18
  • S65 Uniform Investment Adviser Law Examination
    2019-08-19
Designations
Other Names
  • Louis Dominick Lizza

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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