Best Investors Account Sign in
Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-19
  • TX RA
    APPROVED
    Since 2022-05-19

Branch Locations

5656 Bee Caves Rd Bldg A, Austin, TX 78746 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Texas At San Antonio San Antonio TX 01/2017 05/2019
Northwesst Vista College San Antonio TX 08/2012 12/2016
Pappadeaux San Antonio TX 08/2016 08/2019
Frost Brokerage Services San Antonio TX 08/2019 Present
Frost Investment Services, Inc. San Antonio TX 08/2019 Present
  • 01/2017 → 05/2019
    University Of Texas At San Antonio
    San Antonio, TX
  • 08/2012 → 12/2016
    Northwesst Vista College
    San Antonio, TX
  • 08/2016 → 08/2019
    Pappadeaux
    San Antonio, TX
  • 08/2019 → Present
    Frost Brokerage Services
    San Antonio, TX
  • 08/2019 → Present
    Frost Investment Services, Inc.
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-22
S63 Uniform Securities Agent State Law Examination 2021-03-30
  • S66 Uniform Combined State Law Examination
    2022-04-22
  • S63 Uniform Securities Agent State Law Examination
    2021-03-30
Other Names
  • Harold M Clay

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor