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Shannon Lee Underwood

Equitable Advisors, LLC

Roanoke, VA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-17
VA RA APPROVED 2005-06-22
  • TX RA
    APPROVED_RES
    Since 2019-09-17
  • VA RA
    APPROVED
    Since 2005-06-22

Branch Locations

2408 Electric Rd 2Nd Floor, Roanoke, VA 24018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2005 06/2020
Equitable Advisors, Llc New York NY 04/2005 Present
Other Businesses

SMSD, LLC, 4502 STARKEY RD., SUITE 1000, ROANOKE, VA 24018, PARTNER, EQUAL PARTNER TO FACILITATE THE RECORD KEEPING AND FUNCTIONING OF THE DBA, BLUE RIDGE FINANCIAL PARTNERS, WHICH HAS BEEN APPROVED FOR USE BY Equitable, 05/2011, 5 HRS PER MONTH; DBA Blue Ridge Financial Partners; Southeastern Baptist Theological Seminary, Trustee on Board of Trustees, Stealey Hall - Main Administration Building, 100 N Wingate St, Wake Forest, NC 27587, Start Date: 7/1/2026, 3 HRS PER MO, Not Investment Related; Goldenrod Properties LLC, Managing Partner- Oversee the LLC and Members,121 Goldenrod Place Lynchburg, VA 24502, Start Date: 5/1/2026, 2 HRS PER MO, Not investment related; Legacy Freedom Properties LLC, Member of a LLC, Managing Partner - Working with other members to ensure real estate acquisitions are timely, profitable, and all docs are in order, 459 Scarlet Dr Daleville, VA 24083, Start Date: 7/1/2026, 2 HRS PER MO, Not Insurance/Investment related;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-20
  • S66 Uniform Combined State Law Examination
    2005-06-20

View on SEC IAPD

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