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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-14
PA RA APPROVED 2020-09-18
  • TX RA
    APPROVED
    Since 2020-10-14
  • PA RA
    APPROVED
    Since 2020-09-18

Branch Locations

1 W 3Rd St, Williamsport, PA 17701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsport PA 07/2019 Present
Novitas Solutions Williamsport PA 08/2013 07/2019
Other Businesses

I*3019272, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Amazon, Address: Montgomery, Pennsylvania, 17752, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 11/06/2025, No Hours: 15 Weekly, No Hours during Trading: 0 Weekly, Duties: Packing boxes, distribution factory

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-17
  • S66 Uniform Combined State Law Examination
    2020-09-17
Other Names
  • Lisa Cendoma

View on SEC IAPD

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