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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-17
FL RA APPROVED 2013-01-29
  • TX RA
    APPROVED_RES
    Since 2017-05-17
  • FL RA
    APPROVED
    Since 2013-01-29

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

East Hollywood, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Fort Lauderdale FL 06/2011 Present
Other Businesses

1. DECK MIAMI LLC - 725 92ND STREET, SURFSIDE, FL 33154 - PARTNER - DECK MIAMI LLC WILL WUN SKATEBOARD SUPERCROSS FACILITY/PARK WITH AFTERSCHOOL PROGRAMMING, CAMPS & OPEN RIDE TIME. STARTED ON JAN 15, 2020/SPEND AROUND 10 HOURS A WEEK NONE DURING MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-24
S63 Uniform Securities Agent State Law Examination 2005-11-21
  • S65 Uniform Investment Adviser Law Examination
    2013-01-24
  • S63 Uniform Securities Agent State Law Examination
    2005-11-21
Other Names
  • Guillermo Bicas Rosenberg

View on SEC IAPD

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