Nicholas Bela Prokai

Employer firm

The Wellington Grp LLC CRD 332803

$474M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 08/2023
  Guardian Life Insurance Company
  Indianapolis, IN
• 01/2019 → 05/2019
  Magnolia Bank
  Fishers, IN
• 05/2019 → 08/2019
  Unemployed
  Carmel, IN
• 08/2017 → 01/2019
  Ball State University- Mba School Of Business
  Muncie, IN
• 05/2017 → 08/2017
  Point Blank Range And Gun Shop
  Carmel, IN
• 08/2015 → 05/2017
  Ball State University- Undergrad: Miller College Of Business
  Muncie, IN
• 04/2022 → 08/2023
  Park Avenue Securities
  Indianapolis, IN
• 08/2023 → 10/2024
  Wellington Wealth Strategies, Llc
  Indianapolis, IN
• 10/2024 → Present
  The Wellington Grp Llc
  Indianapolis, IN

Previous Registrations

• 2025-01-03 → 2025-12-31
  Wellington Wealth Strategies, Llc
  Indianapolis, IN
• 2023-09-11 → 2024-12-31
  Wellington Wealth Strategies, Llc
  Indianapolis, IN
• 2022-07-18 → 2023-09-15
  Park Avenue Securities Llc
  Indianapolis, IN
• 2023-09-01 → 2023-09-06
  Wellington Wealth Strategies, Llc
  Indianapolis, IN

Other Businesses

Insurance services outside of Guardian: Selling various insurance products outside of Guardian and Innovative Underwriters. Start Date: 05/27/2020 Address: 9000 Keystone Crossing, Suite 300, Indianapolis, Indiana 46240 5 hours per month will be spent on this Outside Business Activity 5 hours per month during normal securities trading hours Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2022-07-01

Other Names

• Nick Prokai