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2226 Cottondale Ln Ste 110, Little Rock, AR 72202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-24 |
| AR | RA | APPROVED | 2025-07-01 |
Branch Locations
2226 Cottondale Ln Ste 110, Little Rock, AR 72202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shelter Insurance - Brant Barnes Agency | Fayetteville | AR | 08/2018 | 07/2019 |
| University Of Arkasas | Fayetteville | AR | 08/2015 | 05/2019 |
| Bok Financial Securities, Inc. | Little Rock | AR | 08/2019 | 09/2022 |
| Stephens Inc. | Little Rock | AR | 09/2022 | 05/2024 |
| Raymond James & Associates, Inc. | Little Rock | AR | 05/2024 | 07/2025 |
| Tmb Capital Partners, Llc | Little Rock | AR | 07/2025 | Present |
1) Licensed insurance agent; Not investment-related; 2226 Cottondale Lane, STE 110, Little Rock, AR, 72202; Insurance sales; Implementation of insurance recommendations; 16 hours per month, 0 during trading hours. 2) The Big Short LLC; 12909 Morrison rd, Little Rock, AR, 72212; Rental Real Estate; Partner; Investment Related; 08/01/2024; 1 hour per month; 0 during trading hours; Act as a partner to an LLC that owns a condo that is rented out
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-01 |
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