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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-03-04
  • PA RA
    APPROVED
    Since 2020-03-04

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Newtown Square PA 08/2019 Present
Massmutual Life Insurance Co Newtown Square PA 07/2019 Present
Constellation Kennet Square PA 06/2018 08/2018
Victory Event Series Thornton PA 05/2017 09/2017
Gettysburg College Gettysburg PA 08/2015 08/2019
  • 08/2019 → Present
    Newtown Square, PA
  • 07/2019 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 06/2018 → 08/2018
    Constellation
    Kennet Square, PA
  • 05/2017 → 09/2017
    Victory Event Series
    Thornton, PA
  • 08/2015 → 08/2019
    Gettysburg College
    Gettysburg, PA
Other Businesses

(1)Name: Michael McKnight, Inv Rel: Y Addr: 16 Campus Blvd, Newtown Square PA 19073, Nature: Outside Insurance, Position: Agent, Start: 10/21/2021, No Hr/Mo: 10 No Hr/Mo Dur Trading:10, Duties: Life, Disability & Long-term care.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-24
  • S66 Uniform Combined State Law Examination
    2020-02-24
Other Names
  • Michael Mcknight

View on SEC IAPD

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