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Jeremy Grant Hsia

Morgan Stanley

Cupertino, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-02
CA RA APPROVED 2022-03-28
  • TX RA
    APPROVED
    Since 2022-09-02
  • CA RA
    APPROVED
    Since 2022-03-28

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Sunnyvale CA 12/2017 01/2021
Wells Fargo Clearing Services Llc Sunnyvale CA 08/2019 02/2021
Self-Employed Davis CA 02/2015 12/2017
Morgan Stanley Smith Barney Llc Cupertino CA 02/2021 Present
  • 12/2017 → 01/2021
    Wells Fargo Bank, N.A.
    Sunnyvale, CA
  • 08/2019 → 02/2021
    Wells Fargo Clearing Services Llc
    Sunnyvale, CA
  • 02/2015 → 12/2017
    Self-Employed
    Davis, CA
  • 02/2021 → Present
    Morgan Stanley Smith Barney Llc
    Cupertino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-28
S63 Uniform Securities Agent State Law Examination 2020-01-24
  • S65 Uniform Investment Adviser Law Examination
    2022-03-28
  • S63 Uniform Securities Agent State Law Examination
    2020-01-24
Other Names
  • Jeremy Hsia

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA

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