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Claire O'COnnor

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-20
TX RA APPROVED 2025-06-13
  • AZ RA
    APPROVED
    Since 2025-06-20
  • TX RA
    APPROVED
    Since 2025-06-13

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc New York NY 07/2019 04/2025
University Of Arizona Tucson AZ 08/2015 05/2019
Voya Investment Management Scottsdale AZ 05/2017 08/2017
Goldman Sachs New York NY 05/2018 08/2018
Unemployed New York NY 06/2019 06/2019
J.P. Morgan Securities Llc Phoenix AZ 05/2025 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 05/2025 Present
  • 07/2019 → 04/2025
    Goldman Sachs & Co. Llc
    New York, NY
  • 08/2015 → 05/2019
    University Of Arizona
    Tucson, AZ
  • 05/2017 → 08/2017
    Voya Investment Management
    Scottsdale, AZ
  • 05/2018 → 08/2018
    Goldman Sachs
    New York, NY
  • 06/2019 → 06/2019
    Unemployed
    New York, NY
  • 05/2025 → Present
    J.P. Morgan Securities Llc
    Phoenix, AZ
  • 05/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-24
S63 Uniform Securities Agent State Law Examination 2019-08-23
  • S66 Uniform Combined State Law Examination
    2025-05-24
  • S63 Uniform Securities Agent State Law Examination
    2019-08-23
Other Names
  • Claire O'COnnor
  • Claire E Oconnor
  • Claire E O'COnnor

View on SEC IAPD

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