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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-09
CA RA APPROVED 2019-11-22
  • TX RA
    APPROVED
    Since 2020-08-09
  • CA RA
    APPROVED
    Since 2019-11-22

Branch Locations

6002 El Tordo, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Santa Fe CA 07/2019 Present
Unemployed Rancho Santa Fe CA 04/2019 07/2019
Aeg Management Sd Llc San Diego CA 10/2017 04/2019
Cast And Crew San Diego CA 09/2017 10/2017
Unemployed San Diego CA 06/2017 09/2017
Full-Time Student San Diego CA 06/2016 06/2017
Bank Of America, N.A. Rancho Santa Fe CA 08/2019 Present
  • 07/2019 → Present
    Rancho Santa Fe, CA
  • 04/2019 → 07/2019
    Unemployed
    Rancho Santa Fe, CA
  • 10/2017 → 04/2019
    Aeg Management Sd Llc
    San Diego, CA
  • 09/2017 → 10/2017
    Cast And Crew
    San Diego, CA
  • 06/2017 → 09/2017
    Unemployed
    San Diego, CA
  • 06/2016 → 06/2017
    Full-Time Student
    San Diego, CA
  • 08/2019 → Present
    Bank Of America, N.A.
    Rancho Santa Fe, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-21
  • S66 Uniform Combined State Law Examination
    2019-11-21

View on SEC IAPD

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