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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-28
TX RA APPROVED 2024-03-26
  • LA RA
    APPROVED
    Since 2024-03-28
  • TX RA
    APPROVED
    Since 2024-03-26

Branch Locations

451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Baton Rouge LA 07/2019 Present
Jpmorgan Securities Llc Baton Rouge LA 07/2019 Present
Business First Bank Baton Rouge LA 03/2016 07/2019
  • 07/2019 → Present
    Jpmorgan Chase Bank Na
    Baton Rouge, LA
  • 07/2019 → Present
    Jpmorgan Securities Llc
    Baton Rouge, LA
  • 03/2016 → 07/2019
    Business First Bank
    Baton Rouge, LA
Other Businesses

Entity Name: GBRFB Mission Support Investment related: No "Address: 10600 S Choctaw Dr Baton Rouge, LA 70815 United States" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2023 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The mission of this organization is to serve the ongoing, short term, and emergency unmet food needs of the Greater Baton Rouge Food Bank. I am a board member and help serve as a liaison between the Greater Baton Rouge Food Bank Board and Mission Support. Entity Name: Great Baton Rouge Food Bank Investment related: N "Address: Address: 10600 S Choctaw Dr. Baton Rouge, LA 70815 Website: https://brfoodbank.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Employee/ Contractor Start Date: 02/22/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: GBRFB is a nonprofit organization which solicits, procures, inventories and warehouses donated food and other products. This food is then distributed to a variety of community agencies to help those in need. I've been asked to sit on the Investment Committee and would like to serve if approved. "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-25
S63 Uniform Securities Agent State Law Examination 2019-09-25
  • S65 Uniform Investment Adviser Law Examination
    2024-03-25
  • S63 Uniform Securities Agent State Law Examination
    2019-09-25

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