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Shawn Gaiser

Charles Schwab & Co., Inc.

Westlake, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-19
  • OH RA
    APPROVED
    Since 2022-05-19

Branch Locations

2341 Crocker Rd, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Cincinnati OH 06/2018 08/2018
Keybank Cincinnati OH 01/2019 05/2021
University Of Cincinnati Cincinnati OH 08/2014 12/2018
University Of Cincinnati Cincinnati OH 08/2016 04/2017
Key Investment Services Cincinnati OH 07/2019 05/2021
Baird Cleveland OH 05/2021 05/2022
Charles Schwab & Co., Inc. Richfield OH 05/2022 Present
Charles Schwab Bank, Ssb Richfield OH 05/2022 Present
Ruby Tuesday Sharonville OH 03/2017 08/2019
  • 06/2018 → 08/2018
    Keybank
    Cincinnati, OH
  • 01/2019 → 05/2021
    Keybank
    Cincinnati, OH
  • 08/2014 → 12/2018
    University Of Cincinnati
    Cincinnati, OH
  • 08/2016 → 04/2017
    University Of Cincinnati
    Cincinnati, OH
  • 07/2019 → 05/2021
    Key Investment Services
    Cincinnati, OH
  • 05/2021 → 05/2022
    Baird
    Cleveland, OH
  • 05/2022 → Present
    Charles Schwab & Co., Inc.
    Richfield, OH
  • 05/2022 → Present
    Charles Schwab Bank, Ssb
    Richfield, OH
  • 03/2017 → 08/2019
    Ruby Tuesday
    Sharonville, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
S63 Uniform Securities Agent State Law Examination 2019-08-24
  • S66 Uniform Combined State Law Examination
    2021-11-05
  • S63 Uniform Securities Agent State Law Examination
    2019-08-24
Designations

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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GREGORY STEVEN JOHNSON
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DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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