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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-20 |
| KY | RA | APPROVED | 2024-01-24 |
Branch Locations
2260 Nicholasville Road, Lexington, KY 40503 • United States
3368 Tates Creek Road, Lexington, KY 40502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Palmers Fresh Grill | Lexington | KY | 04/2014 | 01/2023 |
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 07/2019 | 04/2022 |
| Jpmorgan Securities Llc | Lexington | KY | 07/2019 | 04/2022 |
| Jpmorgan Chase Bank, N.A | Lexington | KY | 05/2022 | 09/2023 |
| Jpmorgan Securities Llc | Lexington | KY | 05/2022 | 09/2023 |
| Jpmorgan Chase Bank N.A. | Lexington | KY | 09/2023 | Present |
| J.P. Morgan Securities | Lexington | KY | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-30 |
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