Best Investors Account Sign in

Mariana Zanin Ferreira Zuanetti

Ubs Financial Services Inc.

Santa Fe, NM

CRD 7160023

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-10-04
  • NM RA
    APPROVED
    Since 2021-10-04

Branch Locations

125 Lincoln Ave Ste 401, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Santa Fe NM 08/2019 Present
Sherwin-Williams Cleveland OH 09/2018 06/2019
Sedgwick Claims Management Seven Hills OH 11/2017 09/2018
Full Time Student Cleveland OH 07/2016 05/2021
  • 08/2019 → Present
    Ubs Financial Services
    Santa Fe, NM
  • 09/2018 → 06/2019
    Sherwin-Williams
    Cleveland, OH
  • 11/2017 → 09/2018
    Sedgwick Claims Management
    Seven Hills, OH
  • 07/2016 → 05/2021
    Full Time Student
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-02
  • S66 Uniform Combined State Law Examination
    2021-10-02
Other Names
  • Mariana Zanin Ferreira

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Santa Fe, NM

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor