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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-21
TX RA APPROVED 2022-10-21
  • CA RA
    APPROVED
    Since 2022-10-21
  • TX RA
    APPROVED
    Since 2022-10-21

Branch Locations

401 E. Valley Blvd., Alhambra, CA 91801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alhambra CA 04/2016 10/2022
Bank Of America, N.A. Alhambra CA 04/2016 10/2022
J.P. Morgan Securities Llc Alhambra CA 10/2022 Present
Jpmorgan Chase Bank, N.A. Alhambra CA 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-03
  • S66 Uniform Combined State Law Examination
    2019-12-03
Other Names
  • Ming Zhang

View on SEC IAPD

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