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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-30
  • TX RA
    APPROVED
    Since 2019-10-30

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 05/2018 Present
Bank Of America, N.A. Austin TX 05/2018 Present
Unmployed Houston TX 01/2018 05/2018
University Of Houston-Downtown Houston TX 08/2017 12/2017
Rattan Bistro Restaurant Houston TX 06/2017 08/2017
University Of Houston - Downtown Houston TX 01/2017 06/2017
Rattan Bistro Restaurant Houston TX 06/2016 12/2016
University Of Houston Houston TX 01/2016 05/2019
  • 05/2018 → Present
    Austin, TX
  • 05/2018 → Present
    Bank Of America, N.A.
    Austin, TX
  • 01/2018 → 05/2018
    Unmployed
    Houston, TX
  • 08/2017 → 12/2017
    University Of Houston-Downtown
    Houston, TX
  • 06/2017 → 08/2017
    Rattan Bistro Restaurant
    Houston, TX
  • 01/2017 → 06/2017
    University Of Houston - Downtown
    Houston, TX
  • 06/2016 → 12/2016
    Rattan Bistro Restaurant
    Houston, TX
  • 01/2016 → 05/2019
    University Of Houston
    Houston, TX
Other Businesses

I*: 988378 Name of OBA: Rental Property 1 Address: Austin, Texas Investment Related: No Position, Title: Sole owner Start Date: 9/15/2022 No Hours: 2 Monthly No Hours during trading: 0 Duties: N/A I*1691260Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Austin, TX, 78701 Investment Related: No Position, Title, Association: Sole owner Start Date: 02/01/2024 No Hours: 2 No Hours during trading:0 Duties: N/A I*2066424 Entity Type: For Profit, Entity Publicly Traded, Name of OBA: UBER Address: Austin, TX, 78701 Investment Related: No, Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 11/08/2024 No Hours: 5hrs/Weekly No Hours during trading: 0 Duties: DRIVER I*: 2224280Entity Type: Business or Industry OrganizationName of OBA: Ascend leadership (Austin Chapter)Address: New York, NY 10018Investment Related: NoPosition, Title, Association: Committee memberEmployee Start Date: 03/17/2025Number of Hours: 4 hrs wklyNumber of Hours during trading: 0Duties: Ascend is a professional organization that focus on networking and mentorship for Pan-Asian professionals. My responsibility : members engagement and planning events I*2671273, Entity Type: Entity Charitable, Name of OBA: Austin Asian Community Health Initiative, Address: Austin, Texas, 78753, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 08/01/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: Community Board of Director, community service / volunteer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-28
  • S66 Uniform Combined State Law Examination
    2019-10-28
Other Names
  • Bao Chau Viet Vo
  • Eric Vo

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