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Ben Nelson

J.P. Morgan Securities LLC

Winnetka, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-10
TX RA APPROVED_RES 2026-08-10
  • IL RA
    APPROVED
    Since 2026-08-10
  • TX RA
    APPROVED_RES
    Since 2026-08-10

Branch Locations

791 Elm St, Floor 2, Winnetka, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Winnetka IL 07/2026 Present
J.P. Morgan Securities Llc Winnetka IL 07/2026 Present
Ubs Private Wealth Chicago IL 09/2021 07/2026
Exemplar Financial Network Crystal Lake IL 07/2019 08/2021
Total Quality Logistics Chicago IL 04/2019 07/2019
University Of Missouri-Columbia Columbia MO 08/2014 05/2019
Northbrook Park District Northbrook IL 06/2017 08/2017
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Winnetka, IL
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Winnetka, IL
  • 09/2021 → 07/2026
    Ubs Private Wealth
    Chicago, IL
  • 07/2019 → 08/2021
    Exemplar Financial Network
    Crystal Lake, IL
  • 04/2019 → 07/2019
    Total Quality Logistics
    Chicago, IL
  • 08/2014 → 05/2019
    University Of Missouri-Columbia
    Columbia, MO
  • 06/2017 → 08/2017
    Northbrook Park District
    Northbrook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-01
  • S66 Uniform Combined State Law Examination
    2021-03-01
Other Names
  • Ben Nelson
  • Ben T Nelson
  • Ben Thomas Nelson

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · WINNETKA, IL
LPL FINANCIAL LLC · WINNETKA, IL
EASTGATE CAPITAL ADVISORS LLC · WINNETKA, IL
PILOT ASSET MANAGEMENT LLC · WINNETKA, IL
LPL FINANCIAL LLC · WINNETKA, IL
ROBERT W. BAIRD & CO. INCORPORATED · WINNETKA, IL
CHARLES SCHWAB & CO., INC. · Winnetka, IL
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