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Employer firm

Prosperity - An Eisneramper Company CRD 133777

$5.04B regulatory AUM 209 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Prosperity - An Eisneramper Company

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-09-17
TX RA APPROVED 2025-09-05
  • MA RA
    APPROVED
    Since 2025-09-17
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

115 Federal Street Suite 901, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Wakefield MA 06/2019 09/2025
Mml Investors Services, Llc Wakefield MA 08/2019 09/2025
Lowell General Hospital Lowell MA 05/2015 01/2017
Umass Amherst MA 01/2017 07/2017
Salvatore's Pizza Lawrence MA 06/2017 08/2017
Umass Amherst MA 09/2017 06/2018
Focus Technology Burlington MA 05/2018 08/2018
Umass Amherst MA 08/2018 05/2019
Prosperity - An Eisneramper Company Boston MA 09/2025 Present
Dai Securities Llc Atlanta GA 09/2025 Present
  • 06/2019 → 09/2025
    Massmutual Life Insurance Co
    Wakefield, MA
  • 08/2019 → 09/2025
    Wakefield, MA
  • 05/2015 → 01/2017
    Lowell General Hospital
    Lowell, MA
  • 01/2017 → 07/2017
    Umass
    Amherst, MA
  • 06/2017 → 08/2017
    Salvatore's Pizza
    Lawrence, MA
  • 09/2017 → 06/2018
    Umass
    Amherst, MA
  • 05/2018 → 08/2018
    Focus Technology
    Burlington, MA
  • 08/2018 → 05/2019
    Umass
    Amherst, MA
  • 09/2025 → Present
    Boston, MA
  • 09/2025 → Present
    Dai Securities Llc
    Atlanta, GA
Previous Registrations
Other Businesses

1) Fixed Insurance and Annuity Sales. Investment Related. 160 Federal Street, Boston, MA 02110. Nature: Fixed Annuity and Insurance Sales. Title/Position: Insurance Agent. Start Date: 03/2025. Approx. 5 hours per month devoted to business, 5 hour during securities trading. 2) Prosperity, An EisnerAmper Company; Investment Related; Boston, MA; Registered Investment Advisor; Wealth Advisor; 9/2025; 40 hours; 40 hours; financial planning and asset management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-21
S63 Uniform Securities Agent State Law Examination 2019-09-21
  • S65 Uniform Investment Adviser Law Examination
    2023-04-21
  • S63 Uniform Securities Agent State Law Examination
    2019-09-21
Other Names
  • Chris Barrett
  • Christopher Barrett
  • Christopher Ryan Barrett

View on SEC IAPD

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