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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-10-05
  • SC RA
    APPROVED
    Since 2020-10-05

Branch Locations

420 E. Park Ave Suite 301, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors New York NY 01/2020 06/2020
Axa Equitable Charlotte NC 11/2019 06/2020
Clemson University Clemson SC 08/2013 12/2018
Aiut Greenville SC 02/2019 07/2019
Unemployed Greenville SC 07/2019 11/2019
Unemployed Greenville SC 12/2018 02/2019
Equitable Advisors, Llc New York NY 01/2020 Present
Equitable Charlotte NC 11/2019 Present
  • 01/2020 → 06/2020
    Axa Advisors
    New York, NY
  • 11/2019 → 06/2020
    Axa Equitable
    Charlotte, NC
  • 08/2013 → 12/2018
    Clemson University
    Clemson, SC
  • 02/2019 → 07/2019
    Aiut
    Greenville, SC
  • 07/2019 → 11/2019
    Unemployed
    Greenville, SC
  • 12/2018 → 02/2019
    Unemployed
    Greenville, SC
  • 01/2020 → Present
    New York, NY
  • 11/2019 → Present
    Equitable
    Charlotte, NC
Other Businesses

Thomas McGregor Role: Registered Sales Assistant: Employee Address: 420 East Park Ave, Suite 301, Greenville, SC 29601 Start Date: 7/15/2019 Relationship: RSA Hours: 40 Insurance/Investment: Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-15
  • S66 Uniform Combined State Law Examination
    2020-09-15

View on SEC IAPD

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