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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-07-22
  • AZ RA
    APPROVED
    Since 2019-07-22

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Chandler, AZ • United States

8640 S River Parkway, Tempe, AZ 85284 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-18
S63 Uniform Securities Agent State Law Examination 1998-11-21
  • S66 Uniform Combined State Law Examination
    2019-07-18
  • S63 Uniform Securities Agent State Law Examination
    1998-11-21
Other Names
  • Tony Occhino

View on SEC IAPD

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