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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-05-22
  • TN RA
    APPROVED
    Since 2025-05-22

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

209 Nw Atlantic St, Tullahoma, TN 37388 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jacobs Engineering Tullahoma TN 08/2010 07/2019
Raymond James Financial Services, Inc Tullahoma TN 07/2019 05/2025
Watts Family Partnership Beechgrove TN 10/2003 05/2025
Raymond James Financial Services Advisors Tullahoma TN 08/2019 05/2025
Highland Rim Wealth Management Tullahoma TN 04/2022 05/2025
Smartbank Investment Services Tullahoma TN 07/2019 05/2025
Kestra Private Wealth Services, Llc Tullahoma TN 05/2025 Present
Kestra Investment Services, Llc Tullahoma TN 05/2025 Present
  • 08/2010 → 07/2019
    Jacobs Engineering
    Tullahoma, TN
  • 07/2019 → 05/2025
    Raymond James Financial Services, Inc
    Tullahoma, TN
  • 10/2003 → 05/2025
    Watts Family Partnership
    Beechgrove, TN
  • 08/2019 → 05/2025
    Raymond James Financial Services Advisors
    Tullahoma, TN
  • 04/2022 → 05/2025
    Highland Rim Wealth Management
    Tullahoma, TN
  • 07/2019 → 05/2025
    Smartbank Investment Services
    Tullahoma, TN
  • 05/2025 → Present
    Tullahoma, TN
  • 05/2025 → Present
    Kestra Investment Services, Llc
    Tullahoma, TN
Previous Registrations
Other Businesses

Name: HIGHLAND RIM WEALTH MANAGEMENT POSITION: agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/22/2025 ADDRESS: 609 Wilson Ave, Tullahoma TN 37388, United States DESCRIPTION: sales of insurance products and advice, maintenance Name: WATTS FAMILY PARTNERSHIP POSITION: partner NATURE: investment in storage units INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2003 ADDRESS: 147 Tom Walker Dr, same, Beechgrove TN 37018, United States DESCRIPTION: long term planning. We meet a few times a year for some investment decisions but generally take care of decisions with phone calls (capital improvements, buy/sell discussions) Name: GOSPEL BELIEVERS AND KENYA CARE POSITION: director NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 147 Tom Walker Dr, same, Beechgrove TN 37018, United States DESCRIPTION: provide vote on any funding specifics; discuss the activities and as a board we provide guidance to the persons in Kenya providing the services Name: TULLAHOMA NOON ROTARY POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2003 ADDRESS: 147 Tom Walker Dr, same, Beechgrove TN 37018, United States DESCRIPTION: I am the past president of Tullahoma Noon Rotary and on the board and Foundation Committee Chair to raise funds for the district level grants. These funds go back into the community for charitable organizations Name: HIGHLAND RIM WEALTH MANAGEMENT POSITION: IAR NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/22/2025 ADDRESS: 209 NW Atlantic Street, Tullahoma TN 37388, United States DESCRIPTION: sales of insurance products and advice, maintenance; investment advisory services and financial planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-18
  • S66 Uniform Combined State Law Examination
    2019-06-18
Designations

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