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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-05-22 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jacobs Engineering | Tullahoma | TN | 08/2010 | 07/2019 |
| Raymond James Financial Services, Inc | Tullahoma | TN | 07/2019 | 05/2025 |
| Watts Family Partnership | Beechgrove | TN | 10/2003 | 05/2025 |
| Raymond James Financial Services Advisors | Tullahoma | TN | 08/2019 | 05/2025 |
| Highland Rim Wealth Management | Tullahoma | TN | 04/2022 | 05/2025 |
| Smartbank Investment Services | Tullahoma | TN | 07/2019 | 05/2025 |
| Kestra Private Wealth Services, Llc | Tullahoma | TN | 05/2025 | Present |
| Kestra Investment Services, Llc | Tullahoma | TN | 05/2025 | Present |
Name: HIGHLAND RIM WEALTH MANAGEMENT POSITION: agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/22/2025 ADDRESS: 609 Wilson Ave, Tullahoma TN 37388, United States DESCRIPTION: sales of insurance products and advice, maintenance Name: WATTS FAMILY PARTNERSHIP POSITION: partner NATURE: investment in storage units INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2003 ADDRESS: 147 Tom Walker Dr, same, Beechgrove TN 37018, United States DESCRIPTION: long term planning. We meet a few times a year for some investment decisions but generally take care of decisions with phone calls (capital improvements, buy/sell discussions) Name: GOSPEL BELIEVERS AND KENYA CARE POSITION: director NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 147 Tom Walker Dr, same, Beechgrove TN 37018, United States DESCRIPTION: provide vote on any funding specifics; discuss the activities and as a board we provide guidance to the persons in Kenya providing the services Name: TULLAHOMA NOON ROTARY POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2003 ADDRESS: 147 Tom Walker Dr, same, Beechgrove TN 37018, United States DESCRIPTION: I am the past president of Tullahoma Noon Rotary and on the board and Foundation Committee Chair to raise funds for the district level grants. These funds go back into the community for charitable organizations Name: HIGHLAND RIM WEALTH MANAGEMENT POSITION: IAR NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/22/2025 ADDRESS: 209 NW Atlantic Street, Tullahoma TN 37388, United States DESCRIPTION: sales of insurance products and advice, maintenance; investment advisory services and financial planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-18 |
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