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Guido Sebastian Sosa

Morgan Stanley

Aventura, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-19
FL RA APPROVED 2022-07-14
  • TX RA
    APPROVED
    Since 2022-07-19
  • FL RA
    APPROVED
    Since 2022-07-14

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Andbanc Brokerage Llc Miami FL 07/2019 06/2021
Florida Capital Realty Miami FL 11/2016 07/2022
Financial Planning Association (Fpa) Miami FL 01/2019 07/2019
Premia Global Advisors Coral Gables FL 08/2018 12/2018
Mia Retail Miami FL 05/2017 08/2017
Barry University Miami Shores FL 08/2015 05/2019
Insigneo Securities Llc Miami FL 06/2021 06/2022
Morgan Stanley Smith Barney Llc Aventura FL 07/2022 Present
  • 07/2019 → 06/2021
    Andbanc Brokerage Llc
    Miami, FL
  • 11/2016 → 07/2022
    Florida Capital Realty
    Miami, FL
  • 01/2019 → 07/2019
    Financial Planning Association (Fpa)
    Miami, FL
  • 08/2018 → 12/2018
    Premia Global Advisors
    Coral Gables, FL
  • 05/2017 → 08/2017
    Mia Retail
    Miami, FL
  • 08/2015 → 05/2019
    Barry University
    Miami Shores, FL
  • 06/2021 → 06/2022
    Insigneo Securities Llc
    Miami, FL
  • 07/2022 → Present
    Morgan Stanley Smith Barney Llc
    Aventura, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-10
  • S66 Uniform Combined State Law Examination
    2021-11-10
Other Names
  • Guido Sosa

View on SEC IAPD

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MANUEL M. MENDEZ

Other Offices

UNISON ASSET MANAGEMENT LLC · AVENTURA, FL
EPIPHANLY ADVISORY, LLC · AVENTURA, FL
CORAL WEALTH MANAGEMENT, LLC · MIAMI, FL
PINNACLE INVESTMENTS, LLC · MIAMI, FL
LPL FINANCIAL LLC · AVENTURA, FL
J.P. MORGAN SECURITIES LLC · AVENTURA, FL
KAILIX ADVISORS LLC · AVENTURA, FL
1818 PRIVATE CLIENT GROUP, LLC · AVENTURA, FL

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