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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-24
  • KY RA
    APPROVED
    Since 2025-01-24

Branch Locations

3217 Summit Square Place Suite 200, Lexington, KY 40509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2019 08/2020
Mountain Home Stove And Fireplace Steamboat Springs CO 06/2017 08/2019
Steamboat Resort Steamboat Springs CO 11/2016 03/2017
One Stop Ski Shop Steamboat Springs CO 11/2016 04/2017
Island Time Watersports St. Thomas VI 06/2015 12/2016
Housewarmings Lexington KY 08/2020 11/2020
Lincoln Financial Securities Corporation Lexington KY 12/2020 01/2025
Osaic Wealth, Inc. Lexington KY 01/2025 Present
  • 08/2019 → 08/2020
    St Louis, MO
  • 06/2017 → 08/2019
    Mountain Home Stove And Fireplace
    Steamboat Springs, CO
  • 11/2016 → 03/2017
    Steamboat Resort
    Steamboat Springs, CO
  • 11/2016 → 04/2017
    One Stop Ski Shop
    Steamboat Springs, CO
  • 06/2015 → 12/2016
    Island Time Watersports
    St. Thomas, VI
  • 08/2020 → 11/2020
    Housewarmings
    Lexington, KY
  • 12/2020 → 01/2025
    Lincoln Financial Securities Corporation
    Lexington, KY
  • 01/2025 → Present
    Lexington, KY
Previous Registrations
  • 2020-12-04 → 2025-01-24
    Osaic Fs, Inc.
    Lexington, KY
  • 2019-10-14 → 2020-08-24
    St Louis, MO
    Hayden, CO
    Lexington, KY
    Lexington, KY
    Lexington, KY
Other Businesses

1) THOROUGHBRED FINANCIAL AGENCY 3217 SUMMIT SQUARE PLACE, SUITE 200 LEXINGTON, KY 40509 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS TRADITIONAL LIFE INSURANCE AND FIXED ANNUITIES START DATE: 12/2020 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 2) CANTRELL HOME SERVICES NICHOLASVILLE, KY CATEGORY: SERVICE INDUSTRY INVESTMENT-RELATED: NO TITLE: OWNER DUTIES: OFFER HANDYMAN SERVICES AND LLC HOLDS RENTAL PROPERTY START DATE: 06/2021 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 3) THOROUGHBRED FINANCIAL POSITION: Employee NATURE: OSJ/LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/04/2020 ADDRESS: 3217 Summit Square, #200, Lexington KY 40509, United States DESCRIPTION: work with advisors on their business 4) FRIENDS OF MUIR VALLEY POSITION: Board Member NATURE: Non profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 48 Muir Rd, Rogers KY 41365, United States DESCRIPTION: help make decisions on how to operate the climbing area in a sustainable manner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-12
  • S66 Uniform Combined State Law Examination
    2019-10-12
Other Names
  • Chris Cantrell
  • Christopher Thomas Cantrell

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