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Tanya Elizabeth Battle

LPl Financial LLC

Williamsburg, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-02-09
  • VA RA
    APPROVED
    Since 2023-02-09

Branch Locations

5208 Monticello Ave Ste 150, Williamsburg, VA 23188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 10/2015 02/2021
Bb&T Richmond VA 10/2015 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Truist Investment Services, Inc. Richmond VA 02/2021 12/2022
Truist Advisory Services, Inc. Richmond VA 02/2021 12/2022
Lpl Financial San Diego VA 01/2023 Present
  • 10/2015 → 02/2021
    Bbtis
    Charlotte, NC
  • 10/2015 → 02/2021
    Bb&T
    Richmond, VA
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 02/2021 → 12/2022
    Truist Investment Services, Inc.
    Richmond, VA
  • 02/2021 → 12/2022
    Richmond, VA
  • 01/2023 → Present
    Lpl Financial
    San Diego, VA
Previous Registrations
  • 2021-02-17 → 2023-01-09
    Atlanta, GA
    Richmond, VA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Richmond, VA
    Richmond, VA
  • 2017-07-31 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Richmond, VA
Other Businesses

1) 2023-02-09 - C&F Bank - Financial Institution Duty - Y - at reported business location(s) - 2023-02-06 - 160hrs/mth - hrs/mth during trading 2) 2023-02-09 - Lipstick and Legacies - Author - N - at reported business location(s) - 2023-02-06 - 1hrs/mth - hrs/mth during trading 3) 2023-02-09 - Pretty Power Properties, LLC - Real Estate Rental - Y - 3120 Stone Arbor Lane, #1238, Glen Allen, VA 23059 - 2023-02-06 - hrs/mth - hrs/mth during trading 4) 2023-02-09 - Pretty Powers LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2023-02-06 - hrs/mth - hrs/mth during trading 5) 2025-05-07 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - C&F Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-04-30 - 40hrs/mth - 40hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-31
S63 Uniform Securities Agent State Law Examination 2007-06-04
  • S66 Uniform Combined State Law Examination
    2017-07-31
  • S63 Uniform Securities Agent State Law Examination
    2007-06-04
Other Names
  • Tanya Elizabeth Ellison
  • Tanya Elizabeth Jones
  • Tanya E Johnson
  • Tanya Elizabeth Johnson

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