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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-01-09 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argi Investment Services | Louisville | KY | 03/2019 | 04/2023 |
| Professional Data Solutions, Inc | Louisville | KY | 01/2018 | 03/2019 |
| Wright Express Inc | Louisville | KY | 01/2012 | 01/2018 |
| Cerity Partners | Louisville | KY | 04/2023 | 01/2024 |
| Baird | Louisville | KY | 01/2024 | Present |
Name/Address: Bellarmine University 2001 Newburg Rd Louisville KY 40205 Start Date: 10/28/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Teaching a course Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-07 |
| S65 | Uniform Investment Adviser Law Examination | 2019-08-06 |
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