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Joy Anne Marie Gonzales

Rockefeller Capital Management

Newport Beach, CA

Rockefeller Financial LLC

Newport Beach, CA

Los Angeles, CA

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-15
TX RA APPROVED 2025-08-15
  • CA RA
    APPROVED
    Since 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-15

Branch Locations

800 Newport Center Drive Suite 650, Newport Beach, CA 92660 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-21
CA RA APPROVED 2022-11-19
  • TX RA
    APPROVED
    Since 2022-11-21
  • CA RA
    APPROVED
    Since 2022-11-19

Branch Locations

800 Newport Center Drive Suite 650, Newport Beach, CA 92660 • United States

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Chase Bank, N.A. Irvine CA 07/2019 11/2019
J.P. Morgan Securities, Llc Irvine CA 07/2019 11/2019
Bank Of America Newport Beach CA 10/2016 07/2019
Rockefeller Financial Llc Newport Beach CA 02/2021 Present
Bank Of America Newport Beach CA 12/2019 02/2021
Merrill Lynch Irvine CA 02/2021 02/2021
Rockefeller Capital Management Newport Beach CA 08/2025 Present
  • 07/2019 → 11/2019
    J.P. Morgan Chase Bank, N.A.
    Irvine, CA
  • 07/2019 → 11/2019
    J.P. Morgan Securities, Llc
    Irvine, CA
  • 10/2016 → 07/2019
    Bank Of America
    Newport Beach, CA
  • 02/2021 → Present
    Rockefeller Financial Llc
    Newport Beach, CA
  • 12/2019 → 02/2021
    Bank Of America
    Newport Beach, CA
  • 02/2021 → 02/2021
    Merrill Lynch
    Irvine, CA
  • 08/2025 → Present
    Rockefeller Capital Management
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-18
S63 Uniform Securities Agent State Law Examination 2019-09-26
  • S66 Uniform Combined State Law Examination
    2022-11-18
  • S63 Uniform Securities Agent State Law Examination
    2019-09-26
Other Names
  • Joy Anne Marie Gonzales
  • Joy A Gonzales
  • Joy M Gonzales
  • Joyanne M Gonzales
  • Joyannemar M Gonzales
  • Joyannemarie Gonzales
  • Joy Anne Marie Gonzales

View on SEC IAPD

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OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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