Best Investors Account Sign in
Inactive

Samuel Andrew Hawkins

Sequoia Financial Group, L.L.C.

Phoenix, AZ

Akron, OH

Claim This Profile
Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-30
  • AZ RA
    APPROVED
    Since 2026-01-30

Branch Locations

2355 E. Camelback Rd., Ste. 900, Phoenix, AZ 85016 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 07/2019 08/2023
Minnesota Life Insurance Co St Paul MN 07/2019 08/2023
Renaissance Financial Phoenix AZ 07/2019 01/2026
Fox Restaurant Concepts Scottsdale AZ 05/2015 01/2020
Cetera Wealth Services, Llc Phoenix AZ 08/2023 01/2026
Cetera Investment Advisers Llc Schaumburg IL 08/2023 01/2026
Sequoia Financial Group Akron OH 01/2026 Present
  • 07/2019 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 07/2019 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2019 → 01/2026
    Renaissance Financial
    Phoenix, AZ
  • 05/2015 → 01/2020
    Fox Restaurant Concepts
    Scottsdale, AZ
  • 08/2023 → 01/2026
    Cetera Wealth Services, Llc
    Phoenix, AZ
  • 08/2023 → 01/2026
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 01/2026 → Present
    Sequoia Financial Group
    Akron, OH
Previous Registrations
  • 2023-08-10 → 2026-01-14
    Cetera Investment Advisers Llc
    Phoenix, AZ
  • 2019-12-10 → 2023-08-10
    Securian Financial Services, Inc.
    Phoenix, AZ
    St. Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-30
  • S66 Uniform Combined State Law Examination
    2019-11-30

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor