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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
| WA | RA | APPROVED | 2022-12-19 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santa Barbara City College | Santa Barbara | CA | 08/2012 | 05/2017 |
| Dargan's Irish Pub | Santa Barbara | CA | 10/2013 | 06/2017 |
| Grav South Brew Co | Cotati | CA | 07/2017 | 06/2019 |
| Planmember Securities Corporation | Carpinteria | CA | 07/2019 | 03/2021 |
| Morgan Stanley | Seattle | WA | 11/2022 | Present |
| Mukilteo School District No. 6 | Everett | WA | 03/2021 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-17 |
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