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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-15 |
| AZ | RA | APPROVED | 2018-02-14 |
| CA | RA | APPROVED | 2018-02-14 |
| IL | RA | APPROVED | 2018-02-14 |
| MI | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
1500 N Casaloma Drive Ste 411, Appleton, WI 54913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Green Bay | WI | 02/2016 | 02/2018 |
| Lpl Financial Llc | Appleton | WI | 02/2018 | Present |
1. 01/30/2018 - Mass Mutual - Investment Related - Non-Variable Insurance - Insurance Agent - Life, DI, fixed annuities - 4 hours per month. 2. 9/4/2018 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 08/22/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Insurance Brokerage. 3. 9/4/2018 - National Guardian Life - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 08/20/2018 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-27 |
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