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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-19
AZ RA APPROVED 2022-05-05
  • TX RA
    APPROVED
    Since 2023-01-19
  • AZ RA
    APPROVED
    Since 2022-05-05

Branch Locations

7121 W Bell Rd Ste 250, Glendale, AZ 85308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Glendale AZ 08/2019 04/2022
Thrivent Financial Appleton WI 01/2020 04/2022
Principal Life Insurance Company Glendale AZ 04/2022 Present
Principal Securities, Inc. Glendale AZ 04/2022 Present
Nascar Avondale AZ 10/2020 04/2022
Unemployed Glendale CA 04/2019 06/2019
Nationwide Insurance Scottsdale AZ 06/2004 04/2019
Csc Security Phoenix AZ 06/2019 04/2022
  • 08/2019 → 04/2022
    Glendale, AZ
  • 01/2020 → 04/2022
    Thrivent Financial
    Appleton, WI
  • 04/2022 → Present
    Principal Life Insurance Company
    Glendale, AZ
  • 04/2022 → Present
    Glendale, AZ
  • 10/2020 → 04/2022
    Nascar
    Avondale, AZ
  • 04/2019 → 06/2019
    Unemployed
    Glendale, CA
  • 06/2004 → 04/2019
    Nationwide Insurance
    Scottsdale, AZ
  • 06/2019 → 04/2022
    Csc Security
    Phoenix, AZ
Previous Registrations
Other Businesses

**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 05/09/2022 ADDRESS: 2355 E. Camelback Road, Suite 501, Phoenix AZ 85016, United States DESCRIPTION: Fixed Insurance; Life, Disability, Annuities, Long Term Care, Health, Medicare supplements and group benefits. **SGS STEPHENS RESEARCH POSITION: Product tester NATURE: Product tester INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2019 ADDRESS: 2421 W Peoria Ave, Ste 110, Phoenix AZ 85029, United States DESCRIPTION: Testing of skincare products before they go to market. I keep a log of my use and if I had any reactions. They photograph my skin before and after and often have a dermatologist assess results. Pay is different for each Study, not hourly. **NASCAR POSITION: Event Staff NATURE: Event Staff for Car Racing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2020 ADDRESS: 7602 Avondale Blvd, Avondale AZ 85323, United States DESCRIPTION: As event staff I check credentials and direct guests to their seating sections as needed. I call security on the radio if I see sick/injured guests or any threats to guest safety. **N/A POSITION: Lessor NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 5428 W Greenway Rd, Glendale AZ 85306, United States DESCRIPTION: Room rental out of primary residence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-24
  • S66 Uniform Combined State Law Examination
    2019-10-24
Other Names
  • Lisa A Mcclelland

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