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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-25
  • NC RA
    APPROVED
    Since 2026-02-25

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ayco, A Goldman Sachs Company Canonsburg PA 06/2018 08/2018
Toys "R" Us North Wales PA 10/2014 12/2017
University Of South Carolina, Columbia Columbia SC 08/2015 05/2019
Lpl Financial Llc Fort Mill SC 07/2019 01/2026
Wells Fargo Clearing Services, Llc Charlotte NC 02/2026 Present
  • 06/2018 → 08/2018
    Ayco, A Goldman Sachs Company
    Canonsburg, PA
  • 10/2014 → 12/2017
    Toys "R" Us
    North Wales, PA
  • 08/2015 → 05/2019
    University Of South Carolina, Columbia
    Columbia, SC
  • 07/2019 → 01/2026
    Fort Mill, SC
  • 02/2026 → Present
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-24
  • S66 Uniform Combined State Law Examination
    2022-06-24

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