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Thomas M Brophy

Robert W. Baird & Co. Incorporated

Sioux City, IA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-26
TX RA APPROVED 2021-04-26
IA RA APPROVED 2019-11-25
  • FL RA
    APPROVED
    Since 2022-01-26
  • TX RA
    APPROVED
    Since 2021-04-26
  • IA RA
    APPROVED
    Since 2019-11-25

Branch Locations

302 Jones Street Suite 210, Sioux City, IA 51101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Sioux City IA 07/2019 Present
Ct&S Builders North Sioux City SD 11/2016 07/2019
Talon Concrete And Quicksilver Readymix Sugar Creek MO 04/2015 11/2016
  • 07/2019 → Present
    Robert W. Baird & Co.
    Sioux City, IA
  • 11/2016 → 07/2019
    Ct&S Builders
    North Sioux City, SD
  • 04/2015 → 11/2016
    Talon Concrete And Quicksilver Readymix
    Sugar Creek, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-22
  • S66 Uniform Combined State Law Examination
    2019-11-22

View on SEC IAPD

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Other Offices

EDWARD JONES · Sioux City, IA
AMERIPRISE FINANCIAL SERVICES, LLC · Sioux City, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sioux City, IA
OSAIC WEALTH, INC. · SIOUX CITY, IA
AMERIPRISE FINANCIAL SERVICES, LLC · SIOUX CITY, IA
U.S. BANCORP ADVISORS, LLC · Sioux City, IA
EDWARD JONES · SIOUX CITY, IA
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX CITY, IA

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