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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-06 |
Branch Locations
4011 Albany Post Rd. Hyde Park Mall, Hyde Park, NY 12538 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Valley Federal Credit Union | Rhinebeck, Kingston, Hyde Park | NY | 07/2014 | Present |
| Lpl Financial, Llc | Rhinebeck | NY | 04/2019 | Present |
1. 9/11/2019 - Hudson Valley Federal Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 04/21/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 80%. 2. 9/11/2019 - JatiMara lnk works - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 09/01/2017. 3. 2/11/2020 - Wealth Management at Hudson Valley Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/03/2019 - 32 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-17 |
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