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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Poughkeepsie | NY | 11/2013 | 07/2022 |
| National Asset Management | Poughkeepsie | NY | 07/2019 | 07/2022 |
| B. Riley Wealth Management | Poughkeepsie | NY | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
(1) PRIME WEALTH MANAGEMENT, LLC, DBA PRIME TAX PLANNING DIVISION; NOT INVESTMENT-RELATED; SAME ADDRESS AS BRWM; INCOME TAX PLANNING AND PREPARATION; 35% OWNER, PARTNER; DAY TO BUSINESS MANAGER AND TAX PREPARER; START DATE: 2015; 50 HRS/MONTH, 15 DURING DURING TRADING HOURS DURING TAX SEASON; PREPARE TAX RETURNS... (2) PRIME RETIREMENT ASSET MANAGEMENT, INC, DBA PRIME WEALTH MANAGEMENT; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; BILL PAYING ENTITY FOR BRWM BUSINESS; REGISTERED REP, WEALTH CONSULTANT; START DATE: 07/2012; 160 HRS/MONTH, ALL DURING TRADING HOURS; ALL BUSINESS DONE THRU B. RILEY WEALTH... (3) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; SALE OF FIXED LIFE INSURANCE PRODUCTS; LICENSED INSURANCE AGENT; 1-2 HRS/MONTH, DURING TRADING HOURS; (4) Prime Eastdale, LLC; non-investment-related; real estate "future office location" mgmt; Partner; 926 Dutchess Turnpike, Poughkeepsie, NY 12603; start date 09/26/2025; 1-2 hrs/month, 0 hrs during securities trading hrs. (5) 926 Dutchess Turnpike Holdings, LLC; investment-related; Holding Company for the ownership of our future office property; Member; 45 Eastdale Ave, Suite 200 Poughkeepsie, NY 12603; start date 09/26/25; 2 hrs/month, 0 hrs during securities trading hrs. (6) 926 Dutchess Turnpike, LLC; investment-related; Ownership, development and leasing of the property; Member; 45 Eastdale Ave, Suite 200 Poughkeepsie, NY 12603; start date 09/26/25; 2 hrs/month, 0 hrs during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-01 |
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