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Lulu Lo

J.P. Morgan Securities LLC

Chino Hills, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-10
  • CA RA
    APPROVED
    Since 2025-10-10

Branch Locations

13011 Peyton Dr., Chino Hills, CA 91709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chino CA 10/2018 Present
J.P. Morgan Securities Llc Chino CA 07/2019 Present
Unemployed Chino CA 01/2018 09/2018
Kinfine Usa, Inc. Chino CA 06/2010 12/2017
  • 10/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Chino, CA
  • 07/2019 → Present
    J.P. Morgan Securities Llc
    Chino, CA
  • 01/2018 → 09/2018
    Unemployed
    Chino, CA
  • 06/2010 → 12/2017
    Kinfine Usa, Inc.
    Chino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-09
S63 Uniform Securities Agent State Law Examination 2019-12-11
  • S66 Uniform Combined State Law Examination
    2025-10-09
  • S63 Uniform Securities Agent State Law Examination
    2019-12-11
Other Names
  • Luyang Lu

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Chino Hills, CA
EDWARD JONES · CHINO HILLS, CA
SHAH WEALTH ADVISORS · CHINO HILLS, CA
CETERA INVESTMENT ADVISERS LLC · CHINO HILLS, CA
CITIGROUP GLOBAL MARKETS INC. · Chino Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHINO HILLS, CA
J.P. MORGAN SECURITIES LLC · CHINO HILLS, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Chino, CA

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