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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-09 |
| TX | RA | APPROVED_RES | 2023-06-09 |
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gfa Financial Group, Llc | Clearwater | FL | 05/2006 | Present |
| Signator Investors, Inc. | Clearwater | FL | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Tampa | FL | 11/2018 | Present |
1) GFA FINANCIAL GROUP, LLC POSITION: sales NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/18/2005 ADDRESS: 5601 Mariner St. Suite 475, Tampa FL 33629, United States DESCRIPTION: I sell term and UL life insurance and my business name is GFA 2) GFA FINANCIAL GROUP, LLC POSITION: Investment Advisor Representative NATURE: S- Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/20/2010 ADDRESS: 5601 Mariner St Suite 475, Tampa FL 33609, United States DESCRIPTION: Sales/ marketing of securities, investment advisory and insurance products. 3) TARA AND WHALEN CLARK POSITION: owner NATURE: Tara and Whalen Clark own a beach villa. We went it 2-3 months per year. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2024 ADDRESS: 4760 Brittney Dr S #21, St. Petersburg FL 33715, United States DESCRIPTION: We have a property management co, so Tara doesn't have duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-08 |
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