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Tara Garvin Clark

Osaic Wealth, Inc.

Tampa, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-09
TX RA APPROVED_RES 2023-06-09
FL RA APPROVED 2018-11-02
  • NC RA
    APPROVED
    Since 2023-06-09
  • TX RA
    APPROVED_RES
    Since 2023-06-09
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

5601 Mariner St Suite 475, Tampa, FL 33609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gfa Financial Group, Llc Clearwater FL 05/2006 Present
Signator Investors, Inc. Clearwater FL 05/2016 11/2018
Osaic Wealth, Inc. Tampa FL 11/2018 Present
  • 05/2006 → Present
    Gfa Financial Group, Llc
    Clearwater, FL
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Clearwater, FL
  • 11/2018 → Present
    Tampa, FL
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Tampa, FL
  • 2007-06-25 → 2016-05-13
    Carmel, IN
    Clearwater, FL
    Clearwater, FL
    Panama City Beach, FL
Other Businesses

1) GFA FINANCIAL GROUP, LLC POSITION: sales NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/18/2005 ADDRESS: 5601 Mariner St. Suite 475, Tampa FL 33629, United States DESCRIPTION: I sell term and UL life insurance and my business name is GFA 2) GFA FINANCIAL GROUP, LLC POSITION: Investment Advisor Representative NATURE: S- Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/20/2010 ADDRESS: 5601 Mariner St Suite 475, Tampa FL 33609, United States DESCRIPTION: Sales/ marketing of securities, investment advisory and insurance products. 3) TARA AND WHALEN CLARK POSITION: owner NATURE: Tara and Whalen Clark own a beach villa. We went it 2-3 months per year. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2024 ADDRESS: 4760 Brittney Dr S #21, St. Petersburg FL 33715, United States DESCRIPTION: We have a property management co, so Tara doesn't have duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-08
  • S66 Uniform Combined State Law Examination
    2006-12-08
Other Names
  • Tara Lyn Garvin
  • Tara Lyn Garvin

View on SEC IAPD

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