Kristin Leigh Griffin

Current Employers

Employment History

• 08/2015 → 08/2019
  Texas A&M University
  College Station, TX
• 07/2018 → 09/2018
  Texas A&M Athletics
  College Station, TX
• 01/2018 → 03/2018
  Pricewaterhousecoopers
  Houston, TX
• 07/2019 → 11/2019
  Axa Advisors, Llc
  New York, NY
• 11/2019 → 01/2024
  Purshe Kaplan Sterling Inestments, Inc
  Albany, NY
• 06/2020 → 12/2022
  Thrivent Advisor Network, Llc
  Austin, TX
• 01/2023 → Present
  49 Wealth Management Llc
  Austin, TX
• 01/2024 → Present
  Oakwood Capital Securities, Inc.
  Austin, TX

Previous Registrations

• 2020-09-15 → 2022-12-31
  Thrivent Advisor Network, Llc
  Austin, TX
  Minneapolis, MN

Other Businesses

1) 49 Wealth Management, LLC; Investment-related: yes; 916 S. Capital of Texas Highway, Suite 2.100, Austin, TX 78746; an SEC RIA firm; Investment Adviser Representative; Financial Advisor servicing individual and small business clients since 01/2023; Approximately 90% of her time is for services as an investment advisor representative during business hours. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 916 S. Capital of Texas Highway, Suite 2.100, Austin, TX 78746; Fixed Insurance Sales Agent since 11/2019; approximately 16 hours per month during business hours. 3) Oakwood Capital Securities; Investment related; 916 S. Capital of Texas Highway, Suite 2.100, Austin, TX 78746; Registered Representative; Start date: 01/2024. 4) Alongside, LLC; Sr, Manager, Client Operations & Compliance; Investment related; 3711 S MoPac Expy, Suite 150, Austin, TX 78746; since 6/2/2025; Operational support for centralized systems and management of daily compliance functions of SEC Registered Investment Adviser; 30 hours per month during business hours

Exams

• S66 Uniform Combined State Law Examination
  2020-01-18
• S63 Uniform Securities Agent State Law Examination
  2019-06-03

Other Names

• Kristin Mcqueen
• Kristin Leigh Mcqueen
• Kristin Leigh Griffin
• Kristin Leigh Griffin
• Kristin Griffin