Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Scottsdale | AZ | 07/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 07/2019 | Present |
| Wells Fargo Bank, N.A. | Long Beach | CA | 02/2019 | 06/2019 |
| Wells Fargo Bank, N.A. | Rolling Hills Estates | CA | 02/2018 | 02/2019 |
| Rubio's Coastal Grill | Rolling Hills Estates | CA | 01/2018 | 12/2018 |
| Rubio's Coastal Grill | Rolling Hills Estates | CA | 05/2017 | 08/2017 |
| University Of Arizona | Tucson | AZ | 08/2013 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-04 |
Reach out to this advisor