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Shane Otto

Stonex Advisors Inc.

Birmingham, AL

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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2018-01-16
  • AL RA
    APPROVED
    Since 2018-01-16

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Birmingham AL 01/2018 Present
Servis First Bank Birmingham AL 04/2016 12/2017
Stonex Advisors Inc. Birmingham AL 01/2018 Present
Stonex International Securities Inc. Birmingham AL 04/2026 Present
  • 01/2018 → Present
    Stonex Securities Inc.
    Birmingham, AL
  • 04/2016 → 12/2017
    Servis First Bank
    Birmingham, AL
  • 01/2018 → Present
    Stonex Advisors Inc.
    Birmingham, AL
  • 04/2026 → Present
    Stonex International Securities Inc.
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-30
S63 Uniform Securities Agent State Law Examination 2014-06-09
  • S65 Uniform Investment Adviser Law Examination
    2015-06-30
  • S63 Uniform Securities Agent State Law Examination
    2014-06-09
Other Names
  • Shane Anthony Otto

View on SEC IAPD

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