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Andrew Jefferson Graham

Raymond James Financial Services Advisors, Inc

Katy, TX

CRD 7154014

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-16
  • TX RA
    APPROVED
    Since 2019-12-16

Branch Locations

24658 Kingsland Boulevard, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Katy TX 07/2019 Present
Texas State University San Marcos TX 07/2015 07/2019
Twitch Affiliate Bellville TX 06/2022 Present
  • 07/2019 → Present
    Raymond James Financial Services, Inc.
    Katy, TX
  • 07/2015 → 07/2019
    Texas State University
    San Marcos, TX
  • 06/2022 → Present
    Twitch Affiliate
    Bellville, TX
Other Businesses

(1)Name of Business: Address: 1027 Garden Sun Dr., Bellville, TX, 77418, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 04/24/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volenteer board member of the Bluebonnet Village HOA. This is a volenteer role that has no controll. There is a managment company that controlls everything. We are just a board that will give the managment company the final say of what the community wants (2)Name of Business: Graham Financial Group, LLC Address: 24658 Kingsland Blvd, Katy, TX, 77494-3386, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/04/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oartial owner of Graham Financial Group, LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-11
  • S66 Uniform Combined State Law Examination
    2019-12-11
Other Names
  • A.J. Graham

View on SEC IAPD

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