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111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-04-29 |
| IL | RA | APPROVED | 2025-04-24 |
Branch Locations
2001 Butterfield Rd, Suite 1000, Downers Grove, IL 60515 • United States
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valmark Securities, Inc. | Akron | OH | 10/2020 | 09/2021 |
| Valmark Advisers, Inc. | Akron | OH | 12/2020 | 09/2021 |
| Lpl Financial Llc | Itasca | IL | 09/2021 | 07/2023 |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 09/2021 | 07/2023 |
| Wealth Enhancement Advisory Services | Plymouth | MN | 09/2021 | 07/2023 |
| Wealth Enhancement Group | Itasca | IL | 09/2021 | 07/2023 |
| Efg Advisors | Schaumburg | IL | 07/2019 | 09/2021 |
| Central Ink Corporation | West Chicago | IL | 07/2017 | 09/2019 |
| Heritage Crystal Clean | Elgin | IL | 07/2015 | 07/2017 |
| Wealth Enhancement Advisory Servcies Llc | Plymouth | MN | 09/2021 | 07/2023 |
| Northwestern Mutual Investment Services Llc | Lombard | IL | 09/2023 | 01/2025 |
| Matthew Thompson | Lombard | IL | 07/2023 | 01/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2023 | 01/2025 |
| Apollon Financial, Llc | Mount Pleasant | SC | 02/2025 | Present |
| Lpl Financial Llc | Mount Pleasant | SC | 02/2025 | Present |
1 - 02/2025 - Notary - Inv Related - 1 Hour/Month - 1 Hour During Trading - IL 60515 - OBA Start Date: 02/15/2023. 2 - 02/2025 - Apollon Financial - DBA for LPL Business - Previously approved - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s). 3) 02/26/2025 - Apollon Financial - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:02/21/2025 - 160 Hrs/Mth - 40 Hrs During Trading.I provide administrative support to Apollon Financial, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-22 |
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