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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-11-21 |
| PA | RA | APPROVED | 2025-11-21 |
| TX | RA | APPROVED | 2025-11-21 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | Newark | DE | 07/2019 | 08/2023 |
| Securian Financial Services Inc | St. Paul | MN | 07/2019 | 08/2023 |
| Diamond State Financial Group | Newark | NJ | 07/2019 | 10/2025 |
| Stony Brook University | Stony Brook | NY | 08/2015 | 05/2019 |
| Wolters Kluwer | Philadelphia | PA | 06/2016 | 09/2016 |
| Moo Plans Llc | Stony Brook | NY | 08/2016 | 01/2017 |
| Best Buy | Stony Brook | NY | 06/2017 | 01/2018 |
| Stony Brook University | Stony Brook | NY | 03/2018 | 05/2019 |
| Cetera Wealth Services, Llc | Newark | DE | 08/2023 | 10/2025 |
| Cetera Investment Advisers, Llc | Newark | DE | 08/2023 | 10/2025 |
| The Vanguard Group, Inc. | Malvern | PA | 11/2025 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 11/2025 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 11/2025 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: NEWARK, DE NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE LICENSE POSITION: N/A START DATE: 06/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
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