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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-04-22
  • SD RA
    APPROVED
    Since 2025-04-22

Branch Locations

1801 S Minnesota Ave, Sioux Falls, SD 57105 • United States

6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Sioux Falls SD 08/2016 01/2020
University Of South Dakota Vermillion SD 08/2017 12/2017
Unemployed Sioux Falls SD 02/2020 04/2020
Wells Fargo Bank Sioux Falls SD 08/2016 04/2018
Wells Fargo Bank Sioux Falls SD 04/2018 07/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2020 02/2021
Northwestern Mutual Investment Services Llc Sioux Falls SD 05/2020 02/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2021 01/2025
Wells Fargo Clearing Services, Llc ( Sious Falls SD 01/2025 Present
  • 08/2016 → 01/2020
    Sioux Falls, SD
  • 08/2017 → 12/2017
    University Of South Dakota
    Vermillion, SD
  • 02/2020 → 04/2020
    Unemployed
    Sioux Falls, SD
  • 08/2016 → 04/2018
    Wells Fargo Bank
    Sioux Falls, SD
  • 04/2018 → 07/2019
    Wells Fargo Bank
    Sioux Falls, SD
  • 05/2020 → 02/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2020 → 02/2021
    Northwestern Mutual Investment Services Llc
    Sioux Falls, SD
  • 02/2021 → 01/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2025 → Present
    Wells Fargo Clearing Services, Llc (
    Sious Falls, SD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-18
S63 Uniform Securities Agent State Law Examination 2019-12-16
  • S66 Uniform Combined State Law Examination
    2025-04-18
  • S63 Uniform Securities Agent State Law Examination
    2019-12-16
Other Names
  • Tre Moody
  • Trevon Moody
  • Trevon Marquis Moody
  • Tre Moody

View on SEC IAPD

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