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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-27 |
Branch Locations
650 S Westlake Boulevard, Thousand Oaks, CA 91362 • United States
6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apple Inc | Thousand Oaks | CA | 09/2011 | 06/2019 |
| Exaktime | Calabasas | CA | 08/2017 | 02/2019 |
| Jpmorgan Securities Llc | Camarillo | CA | 07/2019 | 02/2022 |
| Jpmorgan Chase Bank N.A. | Camarillo | CA | 07/2019 | 02/2022 |
| Fidelity Investments | Thousand Oaks | CA | 05/2022 | 06/2023 |
| Ubs Financial Services Inc | Santa Barbara | CA | 08/2023 | 07/2024 |
| Commonwealth Financial Network | Waltham | MA | 11/2024 | 01/2025 |
| Roadrunner Sports | Newbury Park | CA | 10/2024 | Present |
| Unemployed | Thousand Oaks | CA | 08/2024 | 09/2024 |
| Charles Schwab Bank, Ssb | Thousand Oaks | CA | 07/2025 | Present |
| Charles Schwab & Co., Inc. | Thousand Oaks | CA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-04 |
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