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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
2774 Commerce Dr Nw Ste A, Rochester, MN 55901-2864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Rochester | MN | 11/2019 | 07/2021 |
| Steven Farrell | Rochester | MN | 07/2019 | 07/2021 |
| Grandma'S Inc | Duluth | MN | 05/2017 | 11/2018 |
| Unemployed | Duluth | MN | 08/2016 | 05/2017 |
| Student | Pine Island | MN | 08/2009 | 05/2019 |
| Unemployed | Pine Island | MN | 05/2019 | 07/2019 |
| Various Insurance Carriers For W & R Insurance Agencies | Pine Island | MN | 12/2019 | 07/2021 |
| Grandma'S Inc. | Duluth | MN | 05/2017 | 07/2021 |
| Grandma'S Inc. | Duluth | MN | 05/2017 | 11/2018 |
| Lpl Financial Llc | Rochester | MN | 07/2021 | Present |
1) 07/2021- Prinvest Advisors- DBA for LPL Business (entity for LPL business)- inv. related- ROCHESTER MN 2) 04/07/2022 - Youtube/Google - Not Investment Related - Home Based - Outside/W-2 Employment - Content Creator-Youtuber - Start Date: 03/24/2022 - 15 Hours Per Month/0 Hours During Securities Trading. 3) 04/07/2022 - Uber - Not Investment Related - Home Based - Outside/W-2 Employment - Food deliverer - Start Date: 03/24/2022 - 15 Hours Per Month/0 Hours During Securities Trading- Uber eats driver.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-25 |
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