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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-08
TX RA APPROVED 2023-06-08
NC RA APPROVED 2022-09-30
NY RA APPROVED 2022-09-07
FL RA APPROVED 2022-09-06
GA RA APPROVED 2022-09-01
MI RA APPROVED 2022-08-31
  • CA RA
    APPROVED
    Since 2023-06-08
  • TX RA
    APPROVED
    Since 2023-06-08
  • NC RA
    APPROVED
    Since 2022-09-30
  • NY RA
    APPROVED
    Since 2022-09-07
  • FL RA
    APPROVED
    Since 2022-09-06
  • GA RA
    APPROVED
    Since 2022-09-01
  • MI RA
    APPROVED
    Since 2022-08-31

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 07/2019 08/2022
Vive Fx Llc Lutz FL 07/2018 07/2019
Unemployed Lutz FL 11/2016 07/2018
Fastmatch Inc New York NY 07/2015 11/2016
Ubs Financial Services Tampa FL 08/2022 Present
  • 07/2019 → 08/2022
    St. Petersburg, FL
  • 07/2018 → 07/2019
    Vive Fx Llc
    Lutz, FL
  • 11/2016 → 07/2018
    Unemployed
    Lutz, FL
  • 07/2015 → 11/2016
    Fastmatch Inc
    New York, NY
  • 08/2022 → Present
    Ubs Financial Services
    Tampa, FL
Previous Registrations
Other Businesses

(1)Name of Business: CARD Property Holdings Address: P.O. Box 40169, Glen Oaks, NY, 11004, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/14/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Jai Property Holdings LLC Address: P.O. Box 40169, Glen Oaks, NY, 11004, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 6/15/2021, Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a management company for my real estate holdings so this entity manages the properties and as such I might visit the subject properties on the weekend. (3)Name of Business: Vive BV LLC Address: 2209 Collier Parkway, Land o Lakes, FL, 34639, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/22/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I seek out strategic partnerships for this business with other nearby businesses such as Gyms/car dealerships and other sources of large bulk orders. (4)Name of Business: Vive PP LLC Address: 3750 Park Blvd North, Pinellas Park, FL, 33781, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 7/22/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None (5)Name of Business: Vive WG LLC Address: 1942 Bruce B Downs Boulevard, Wesley Chapel, FL, 34639, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/22/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Interacting with other business owners periodically as it pertains to mutual marketing initiatives. (6)Name of Business Vive ST LLC Address: 2117 South Dale Mabry Tampa, FL 33629 Activity Type: Business Owner Start Date 4/5/2022 Hours per month 2-10 Investment Related: No Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Interacting with other business owners periodically as it pertains to mutual marketing initiatives. 7) Name of Business: BNI Business Leaders./ Address: 10630 Plantation Bay Drive Tampa United States./ Investment Related: No./ Nature: We are a networking group that meets weekly to help each other foster growth in our respective professional activities./ Role: Membership Committee/Vice President./ Duty: All members have a "leadership" role to foster engagement but the roles are not ones which provide control. The roles are just meant to help accomplish things like facilitating meetings and finding information that is useful to the group at large./ Start Date: 10/4/2023./ Time Required: Yes. 9) NM International LLP, The entity engages in distribution for electrical components that it sources domestically in India and via imports. IndiaPartner, start date-7/19/2018, HyderabadTelanganaIndia500055. 10) EPTS Transformers Co., The entity manufacturers commercial grade transformers and markets them domestically in India, India Partnerstart date-9/11/2019, Hyderabad TeleganaIndia-500055.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-06
  • S66 Uniform Combined State Law Examination
    2019-11-06
Designations

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