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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED | 2025-01-13 |
Branch Locations
3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 06/2022 | 09/2024 |
| Capital Group | Norfolk | VA | 07/2019 | 06/2022 |
| Kingsmill Resort | Williamsburg | VA | 06/2015 | 08/2017 |
| Student | Norfolk | VA | 08/2015 | 06/2019 |
| Fisher Investments | Tampa | FL | 01/2025 | Present |
| Unemployed | Norfolk | VA | 10/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-01 |
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