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Michael Larkin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Santa Fe, CA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-03
AK RA APPROVED 2024-09-18
CO RA APPROVED 2024-09-18
HI RA APPROVED 2024-09-18
CA RA APPROVED 2024-09-17
  • TX RA
    APPROVED
    Since 2024-10-03
  • AK RA
    APPROVED
    Since 2024-09-18
  • CO RA
    APPROVED
    Since 2024-09-18
  • HI RA
    APPROVED
    Since 2024-09-18
  • CA RA
    APPROVED
    Since 2024-09-17

Branch Locations

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Santa Fe CA 05/2018 Present
Keystone Property Management Carlsbad CA 03/2015 05/2018
'PAlomar College San Marcos CA 08/2014 06/2017
'UNiversity Of Redlands Redlands CA 01/2018 06/2019
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rancho Santa Fe, CA
  • 03/2015 → 05/2018
    Keystone Property Management
    Carlsbad, CA
  • 08/2014 → 06/2017
    'PAlomar College
    San Marcos, CA
  • 01/2018 → 06/2019
    'UNiversity Of Redlands
    Redlands, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-16
  • S66 Uniform Combined State Law Examination
    2024-09-16
Other Names
  • Michael Christopher Larkin

View on SEC IAPD

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Other Offices

MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

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