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Nicholas Romano

Commonwealth Financial Network

North Wales, PA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-26
  • PA RA
    APPROVED
    Since 2024-06-26

Branch Locations

1120 Welsh Road Suite 180, North Wales, PA 19454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Romano & Romano Financial. Llc North Wales PA 04/2024 Present
Jpmorgan Chase & Co. Wilmington DE 07/2021 03/2024
Cedarbrook Country Club Blue Bell PA 05/2021 07/2021
The Pennsylvania State University State College PA 08/2017 05/2021
North Penn High School Lansdale PA 04/2014 06/2017
Commonwealth Financial Network Waltham MA 04/2024 Present
  • 04/2024 → Present
    Romano & Romano Financial. Llc
    North Wales, PA
  • 07/2021 → 03/2024
    Jpmorgan Chase & Co.
    Wilmington, DE
  • 05/2021 → 07/2021
    Cedarbrook Country Club
    Blue Bell, PA
  • 08/2017 → 05/2021
    The Pennsylvania State University
    State College, PA
  • 04/2014 → 06/2017
    North Penn High School
    Lansdale, PA
  • 04/2024 → Present
    Commonwealth Financial Network
    Waltham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-24
  • S66 Uniform Combined State Law Examination
    2024-06-24
Other Names
  • Nick Romano

View on SEC IAPD

Other Firms

UNITED CAPITAL FINANCIAL ADVISORS
BEACON BRIDGE WEALTH PARTNERS, LLC
BCG SECURITIES, INC.
HORNOR, TOWNSEND & KENT, LLC
PFS INVESTMENTS INC.
DILLON CAPITAL MANAGEMENT
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

DAPHNE C HU
PATRICIA A ANGELOZZI
STEVEN JOHN KRZYWICKI
JOHN DAVID JIM
PETER J KEENAN
JAMES F SCHMIDT
Caitlin Victoria Sigler Escoffery
HO-TAE CHANG

Other Offices

UNITED CAPITAL FINANCIAL ADVISORS · NORTH WALES, PA
BEACON BRIDGE WEALTH PARTNERS, LLC · LOWER GWYNEDD, PA
BCG SECURITIES, INC. · LOWER GWYNEDD, PA
HORNOR, TOWNSEND & KENT, LLC · LOWER GWYNEDD, PA
PFS INVESTMENTS INC. · LOWER GWYNEDD, PA
DILLON CAPITAL MANAGEMENT · AMBLER, PA
CETERA INVESTMENT ADVISERS LLC · AMBLER, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Ambler, PA

More in North Wales, PA

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